SEC.gov | Two Robinhood Broker-Dealers to Pay $45 Million in …

2 days ago · The Securities and Exchange Commission today announced that broker-dealers Robinhood Securities LLC and Robinhood Financial LLC (collectively, Robinhood) have …

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SEC.gov | Two Robinhood Broker-Dealers To Pay $45 Million In …

2 weeks from now

2 days ago · The Securities and Exchange Commission today announced that broker-dealers Robinhood Securities LLC and Robinhood Financial LLC (collectively, Robinhood) have …

sec.gov

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Robinhood Agrees To $45 Million SEC Settlement Over Past …

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1 day ago · The U.S. Securities and Exchange Commission (SEC) announced that Robinhood Securities LLC and Robinhood Financial LLC will pay a combined $45 million in civil penalties …

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Robinhood To Pay $45 Million Settlement Over SEC Violations

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21 hours ago · Online trading firm Robinhood Markets HOOD.O has agreed to pay $45 million to settle U.S. Securities and Exchange Commission charges over record keeping, trade reporting …

usatoday.com

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Robinhood Settles SEC Charges For $45 Million: A Look At

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1 day ago · Robinhood, the popular stock trading platform, has agreed to a $45 million settlement with the Securities and Exchange Commission (SEC) to resolve allegations of past violations. …

techstory.in

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Robinhood To Pay $45 Million Fine To Settle SEC Charges

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2 days ago · Robinhood was hit with $45 million in fresh fines from the Securities and Exchange Commission on Monday, the latest reprimand that the crypto-favorite brokerage has received …

nytimes.com

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SEC Charges Robinhood With Securities Violations; Brokerage To …

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1 day ago · The Securities and Exchange Commission on Monday said two related Robinhood broker-dealers agreed to pay $45 million in combined penalties to settle administrative …

nbcnews.com

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Robinhood To Pay $45M In Civil Penalties To Settle SEC Charges

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1 day ago · Robinhood (HOOD) shares weren’t significantly impacted by the $45 million settlement, falling 1.22% to $39.59 on Jan. 13 and then recovering 0.48% in after-hours, …

cointelegraph.com

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Robinhood To Pay $45 Mln To Settle SEC Charges Over …

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1 day ago · Online trading firm Robinhood Markets has agreed to pay $45 million to settle U.S. Securities and Exchange Commission charges over record keeping, trade reporting and other …

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Robinhood To Pay $45 Million To Settle SEC Claims - Bloomberg

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1 day ago · Two units of Robinhood Markets Inc. agreed to pay $45 million in civil penalties to settle a range of US Securities and Exchange Commission allegations, the regulator said …

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Robinhood To Pay $45 Million SEC Settlement Over Data Breach

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T wo brokerage units of Robinhood Markets agreed to pay $45 million to settle an investigation by the Securities and Exchange Commission into a range of alleged violations, including one …

msn.com

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Robinhood To Pay $45M To Settle US SEC' Securities Charges

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1 day ago · The Robinhood and US SEC Settlement. The US SEC publication announcing the charges noted that the Robinhood entities violated up to 10 securities provisions. The markets …

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Robinhood Agrees To $45 Million SEC Settlement Over Past

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1 day ago · Robinhood shares are slightly up after the SEC imposed a $45 million fine for regulatory violations, including issues with trading activity reporting, cybersecurity, and …

benzinga.com

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Robinhood To Pay US$45 Million To Settle SEC Charges ... - 商业时报

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1 day ago · ONLINE trading firm Robinhood Markets has agreed to pay US$45 million to settle US Securities and Exchange Commission (SEC) charges over record keeping, trade reporting and …

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Robinhood To Pay $45 Million To Settle SEC Claims - Bloomberg …

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1 day ago · Robinhood Securities LLC and Robinhood Financial LLC agreed to pay $45 million in civil penalties to settle a range of US Securities and Exchange Commission allegations, the …

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Robinhood To Pay $45 Million SEC Settlement Over Data Breach, …

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1 day ago · Online trading firm Robinhood Markets has agreed to pay $45 million to settle U.S. Securities and Exchange Commission charges over record keeping, trade reporting and other …

yahoo.com

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Robinhood To Pay $45 Million To Settle SEC Charges

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1 day ago · Online trading firm Robinhood Markets has agreed to pay $45 million to settle U.S. Securities and Exchange Commission charges over record keeping, trade

insurancejournal.com

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Robinhood To Settle SEC Charges Of ‘Broad Array’ Of Violations

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1 day ago · The SEC said two Robinhood broker-dealers have agreed to pay $45 million to settle charges of violating a “broad array” of regulations. ... We look forward to working with the SEC …

pymnts.com

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Robinhood To Pay $45M To Settle SEC Charges Over …

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1 day ago · Online trading firm Robinhood Markets has agreed to pay $45 million to settle U.S. Securities and Exchange Commission charges over record keeping, trade reporting and other …

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Robinhood Settles SEC Charges For $45 Million Over Past Violations

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1 day ago · Robinhood Settles SEC Charges for $45 Million Over Past Violations. AInvest Tuesday, Jan 14, 2025 8:26 am ET. ... We look forward to working with the SEC under a new …

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Robinhood Pays $45 Million To Resolve SEC Charges Over Trade …

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14 hours ago · Robinhood to Pay $45 Million to Settle SEC Charges Over Violations. New York, Jan 13 – Robinhood Markets, the popular online trading platform, has agreed to pay a $45 …

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FAQs about SEC.gov | Two Robinhood Broker-Dealers to Pay $45 Million in … Coupon?

Did Robinhood Markets pay $45 million to settle SEC charges?

Online trading firm Robinhood Markets HOOD.O has agreed to pay $45 million to settle U.S. Securities and Exchange Commission charges over record keeping, trade reporting and other rule violations, the regulator said on Monday. ...

Did Robinhood get a reprimand from the Securities & Exchange Commission?

Mark Lennihan/Associated Press Robinhood was hit with $45 million in fresh fines from the Securities and Exchange Commission on Monday, the latest reprimand that the crypto-favorite brokerage has received from regulators. ...

Why did Robinhood Markets pay $45 million?

Two brokerage units of Robinhood Markets agreed to pay $45 million to settle an investigation by the Securities and Exchange Commission into a range of alleged violations, including one stemming from a 2021 data breach that exposed millions of customer names and emails. ...

Will Robinhood work with the SEC under a new administration?

"We look forward to working with the SEC under a new administration.” Reporting by Jonathan Stempel and Chris Prentice; Editing by Chris Reese and David Gregorio Online trading firm Robinhood has agreed to pay $45 million to settle SEC charges over record keeping, trade reporting and other rule violations. ...

Did Robinhood securities violate securities trading regulations?

Moreover, from 2019 to 2023, Robinhood Securities did not comply with specific securities trading regulations related to short sales and fractional share trading, violating rules designed to prevent market manipulation. Robinhood Securities will pay $33.5 million as part of the settlement, while Robinhood Financial will pay $11.5 million. ...

Did Robinhood securities & Robinhood Financial fail to protect customer information?

The SEC alleged that the two units covered by Monday’s settlement—Robinhood Securities and Robinhood Financial—failed to adopt sufficient policies and procedures to protect customer information. “We are pleased to resolve these matters. ...