SEC.gov | Two Robinhood Broker-Dealers to Pay $45 Million in …

1 day ago · Robinhood Securities agreed to pay a $33.5 million penalty and Robinhood Financial agreed to pay a $11.5 million penalty. The SEC’s electronic blue sheets investigation was …

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SEC.gov | Two Robinhood Broker-Dealers To Pay $45 Million In …

2 weeks from now

1 day ago · Robinhood Securities agreed to pay a $33.5 million penalty and Robinhood Financial agreed to pay a $11.5 million penalty. The SEC’s electronic blue sheets investigation was …

sec.gov

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Robinhood To Pay $45 Million SEC Settlement Over Data Breach

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Two brokerage units of Robinhood Markets agreed to pay $45 million to settle an investigation by the Securities and Exchange Commission into a range of alleged violations, including one …

msn.com

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Robinhood To Pay $45 Million Settlement Over SEC Violations

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5 hours ago · Online trading firm Robinhood Markets HOOD.O has agreed to pay $45 million to settle U.S. Securities and Exchange Commission charges over record keeping, trade reporting …

usatoday.com

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Robinhood Agrees To Pay $45M In SEC Settlement | TechCrunch

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23 hours ago · Robinhood has agreed to fork out $45 million to settle an investigation by the Securities and Exchange Commission over several alleged violations, reported the Wall Street …

techcrunch.com

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Robinhood Agrees To $45 Million SEC Settlement Over Past …

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9 hours ago · The U.S. Securities and Exchange Commission (SEC) announced that Robinhood Securities LLC and Robinhood Financial LLC will pay a combined $45 million in civil penalties …

yahoo.com

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Robinhood To Pay $45 Million Fine To Settle SEC Charges

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22 hours ago · The upstart brokerage agreed to pay the Securities and Exchange Commission for failing to protect sensitive customer data, among other infractions. By Rob Copeland …

nytimes.com

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Robinhood To Pay $45 Mln To Settle SEC Charges Over …

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1 day ago · Online trading firm Robinhood Markets has agreed to pay $45 million to settle U.S. Securities and Exchange Commission charges over record keeping, trade reporting and other …

reuters.com

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Robinhood To Pay $45M In Civil Penalties To Settle SEC Charges

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18 hours ago · Robinhood (HOOD) shares weren’t significantly impacted by the $45 million settlement, falling 1.22% to $39.59 on Jan. 13 and then recovering 0.48% in after-hours, …

cointelegraph.com

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Robinhood To Pay $45 Million To Settle SEC Claims - Bloomberg

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1 day ago · Two units of Robinhood Markets Inc. agreed to pay $45 million in civil penalties to settle a range of US Securities and Exchange Commission allegations, the regulator said …

bloomberg.com

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Robinhood To Pay $45 Million SEC Settlement Over Data Breach, …

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1 day ago · Online trading firm Robinhood Markets has agreed to pay $45 million to settle U.S. Securities and Exchange Commission charges over record keeping, trade reporting and other …

yahoo.com

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Robinhood Pays SEC $45 Million To Settle A Range Of Allegations

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Robinhood is forking over $45 million to the U.S. Securities and Exchange Commission (SEC) after regulators called out the brokerage for a laundry list of compliance failures. This is part of …

msn.com

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Robinhood To Pay $45 Million To Settle SEC Claims - Bloomberg …

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1 day ago · Robinhood Securities LLC and Robinhood Financial LLC agreed to pay $45 million in civil penalties to settle a range of US Securities and Exchange Commission allegations, the …

bloomberglaw.com

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SEC Orders Robinhood To Pay $45M For Multiple Securities …

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22 hours ago · The settlement announcement, made public on January 13, 2025, comes after years of regulatory investigations into the company’s practices. The SEC order outlines …

moneycheck.com

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Robinhood To Pay $45 Million Settlement Over SEC Violations

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6 hours ago · As part of the settlement, Robinhood Securities will pay $33.5 million, while Robinhood Financial will contribute $11.5 million. The total $45 million penalty is among the …

financialbuzz.com

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Robinhood To Pay $45 Million SEC Settlement Over Data Breach, …

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22 hours ago · Alexander Osipovich reports: Two brokerage units of Robinhood Markets agreed to pay $45 million to settle an investigation by the Securities and Exchange Commission into a …

databreaches.net

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Robinhood Pays $45M SEC Fine For Security And Reporting …

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12 hours ago · Popular trading platform Robinhood has agreed to pay $45 million to settle charges with the Securities and Exchange Commission (SEC) over multiple violations of …

blockonomi.com

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Robinhood Pays $45M To Settle SEC Charges Over Legal Violations

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12 hours ago · Robinhood settles with the SEC for $45 million over violations in trading, cybersecurity, and reporting. ... A 2021 breach allowed an unauthorized party to access …

fxleaders.com

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Robinhood To Pay $45 Million To Settle SEC Charges Over …

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1 day ago · NEW YORK (Reuters) - Online trading firm Robinhood Markets has agreed to pay $45 million to settle U.S. Securities and Exchange Commission charges over record keeping, trade …

usnews.com

FAQs about SEC.gov | Two Robinhood Broker-Dealers to Pay $45 Million in … Coupon?

Did Robinhood Markets pay $45 million to settle SEC charges?

Online trading firm Robinhood Markets HOOD.O has agreed to pay $45 million to settle U.S. Securities and Exchange Commission charges over record keeping, trade reporting and other rule violations, the regulator said on Monday. ...

Did Robinhood securities & Robinhood Financial LLC violate sec rules?

Regulators found Robinhood Securities LLC and Robinhood Financial LLC violated numerous requirements such as accurately reporting trading activity; filing timely reports of suspicious activity; maintaining records and complying with short sale rules, said SEC acting director Sanjay Wadhwa in a statement. ...

What happened to Robinhood?

The settlement is the latest in a string of big penalties paid by Robinhood as it has grown from a disruptive startup into a more established financial firm. Founded in 2013, the company pioneered the practice of zero-commission trading and drew millions of predominantly young customers to its innovative trading app. ...

Did Robinhood break rules over 'off-channel communication'?

Robinhood also became among the latest broker-dealers to admit to breaking rules over retaining work-related communications with employees' use of messaging apps and other "off-channel" communication platforms. The firm admitted to those failures as well as deficient trading data, known as blue sheets. ...

Why did Robinhood Sue Allstate?

Personal data: Texas sues Allstate for collecting driver data without consent Robinhood also became among the latest broker-dealers to admit to breaking rules over retaining work-related communications with employees' use of messaging apps and other "off-channel" communication platforms. ...