WA State Joins Multi-State Settlement with GS Partners

The action was the result of a multi-state task force of several securities regulators in the U.S. and Canada. How to File a Settlement Claim. DFI encourages Washington State residents who …

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Washington DFI Joins $17 Million Multi-State Enforcement …

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5 days ago · As part of the settlement, Edward Jones will pay each of the 50 states, Washington, D.C., the U.S. Virgin Islands, and Puerto Rico an administrative fine of approximately …

wa.gov

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Washington DFI Joins $17 Million Multi-State Enforcement …

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2 days ago · Washington DFI Joins $17 Million Multi-State Enforcement Settlement With Edward Jones ... “Firms that offer both brokerage and investment advisory services should be mindful …

einnews.com

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WA State Joins Multi-State Settlement Against Investment Firm

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Jul 11, 2023 · WA State's share of the settlement will be $12.4 million, of which $8.2 million will be used to reimburse investors, and the rest will be fines and costs paid to the states. The …

newstalk870.am

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WA DFI Participates In $22.5 Million Multi-State, Multi-Agency ...

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Over the past few months, a working group made up of Washington, California, Oklahoma, Wisconsin, Indiana, Kentucky, South Carolina, Maryland, New York, and Vermont has …

wa.gov

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Wisconsin Joins $17 Million Multi-State Enforcement Settlement …

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5 days ago · MADISON, Wis. — The Wisconsin Department of Financial Institutions (DFI), a member of the North American Securities Administrators Association (NASAA), today …

urbanmilwaukee.com

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$2M Resolution With Mortgage Firm: Are You One Of 1,500 WA …

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10 hours ago · The resolution with Nationstar dates back to 2020, when a multi-year investigation led by both state and federal government agencies discovered Nationstar, one of the country’s …

mynorthwest.com

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WA Joins $3M Settlement With Tradestation Crypto

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Olympia, WA 98504-1200. Main Telephone: 360-902-8760 Toll Free Telephone: 877-RING DFI (746-4334) Fax: 360-902-0524 TDD: 360-664-8126. Washington State investors are …

wa.gov

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Dept. Of Financial Institutions: Wisconsin Joins $17 Million Multi ...

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6 days ago · “I want to thank the members of the multi-state working group for their diligence and hard work.” As part of the settlement, Edward Jones will pay each of the 50 states, …

wispolitics.com

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DFR Joins $17 Million NASAA Multi-state Settlement Against …

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4 days ago · Multi-State Working Group Finds Supervisory Failures Concerning Class A Mutual Fund Shares. Vermont Business Magazine The Vermont Department of Financial Regulation …

vermontbiz.com

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#MicroStrategy Hits 446,400 BTC Despite Stock Slump - YouTube

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MicroStrategy now holds 446,400 BTC worth $42B, doubling down on its Bitcoin strategy even as MSTR stock drops 36% from its all-time high. Will Saylor’s bold...

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Washington State DFI Joins 52 Regulators In Levying $20 Million …

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Jan 8, 2025 · Washington State residents who have questions about the coordinated action should contact DFI at 877-746-4334 or [email protected]. Residents can also visit NMLS …

wa.gov

FAQs about WA State Joins Multi-State Settlement with GS Partners Coupon?

What is DFI's Gold Standard Bank settlement program?

The action was the result of a multi-state task force of several securities regulators in the U.S. and Canada. DFI encourages Washington State residents who invested with GS Partners to file a claim at Gold Standard Bank Settlement Program (gsbsettlement.com). ...

Did GS partners violate the Securities Act of Washington?

DFI issued a statement of charges against GS Partners (including Swiss Valorem Bank Ltd., GSB Gold Standard Bank Ltd., Josip Heit, and Stephen McNeal) in November 2023 for violating the Securities Act of Washington. ...

Why did Abra settle with 25 state financial regulators?

Crypto investment platform Abra and its founder and CEO William "Bill" Barhydt have settled with 25 state financial regulators for operating its mobile application without the proper licenses, according to a Wednesday announcement from the Conference of State Bank Supervisors (CSBS). ...

What did the SEC say about the settlements?

As part of the settlements announced on Monday, the firms acknowledged their conduct violated record-keeping provisions, and have begun implementing improvements to their compliance policies and procedures, the SEC said. The firms are: ...

How much money will be paid back after a virtual asset settlement?

The states participating in the settlement agreed to forgo a monetary penalty of $250,000 per jurisdiction to facilitate customer repayment. Once the remaining virtual assets are returned pursuant to the settlement agreement, up to $82.1 million will be paid back to consumers. ...