Oregon joins $17 million multistate enforcement settlement with …

Oregon Joins $17 Million Multistate Enforcement Settlement With …

2 weeks from now

5 days ago  · Jan. 9, 2025. Multistate working group finds supervisory failures with respect to Class A mutual fund shares. Salem – The Oregon Division of Financial Regulation (DFR), a …

oregon.gov

Division Of Financial Regulation : 2025 News Releases : 2025 News ...

2 weeks from now

6 days ago  · Oregon joins $17 million multistate enforcement settlement with Edward Jones. ... Oregon joins $17 million multistate enforcement settlement with Edward Jones. 01/08/2025 …

oregon.gov

Oregon Joins $17 Million Multistate Enforcement Settlement With …

2 weeks from now

4 days ago  · Salem – The Oregon Division of Financial Regulation (DFR), a member of the North American Securities Administrators Association (NASAA), has joined a $17 million settlement …

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Oregon Regulators Reach $17 Million Settlement With Edward …

2 weeks from now

4 days ago  · Oregon financial regulators have recently participated in a $17 million settlement with the prominent brokerage firm Edward D. Jones & Co. L.P. (Edward Jones), addressing issues …

hoodline.com

Oregon Joins $17 Million Multistate Enforcement Settlement With …

2 weeks from now

4 days ago  · The Oregon Division of Financial Regulation (DFR), a member of the North American Securities Administrators Association (NASAA), has joined a $17 million settlement with …

einnews.com

Washington DFI Joins $17 Million Multi-State Enforcement …

2 weeks from now

4 days ago  · As part of the settlement, Edward Jones will pay each of the 50 states, Washington, D.C., the U.S. Virgin Islands, and Puerto Rico an administrative fine of approximately …

wa.gov

Home - Newsroom - Oregon.gov

2 weeks from now

Oregon joins $17 million multistate enforcement settlement with Edward Jones DCBS · Press Release

oregon.gov

Oregon Joins Other States In Levying $20 Million Penalty Against …

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6 days ago  · Jan. 8, 2025. Salem – Oregon was one of the financial regulatory agencies from 53 states and territories to take coordinated action against mortgage company Bayview Asset …

oregon.gov

TDCI Joins $17 Millon Multi-State Enforcement Settlement With …

2 weeks from now

5 days ago  · NASHVILLE – The Tennessee Department of Commerce & Insurance (TDCI), a member of the North American Securities Administrators Association (NASAA), has joined a …

tn.gov

Oregon Joins Other States In Levying $20 Million Penalty Against …

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The division is part of the Department of Consumer and Business Services, Oregon’s largest consumer protection and business regulatory agency. Visit dfr.oregon.gov and …

oregon.gov

DFR Joins NASAA Multi-State Settlement Against Edward Jones

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5 days ago  · VERMONT DEPARTMENT OF FINANCIAL REGULATION JOINS $17 MILLON MULTI-STATE ENFORCEMENT SETTLEMENT WITH EDWARD JONES. Multi-State …

vermont.gov

Oregon Joins $17 Million Multistate Enforcement Settlement With …

2 weeks from now

Jan. 9, 2025. Multistate working group finds supervisory failures with respect to Class A mutual fund shares. Salem - The Oregon Division of Financial Regulation (DFR), a member of the …

publicnow.com

Iowa Insurance Division Joins $17 Million Multi-State Enforcement ...

2 weeks from now

5 days ago  · Des Moines, Iowa – The Iowa Insurance Division, a member of the North American Securities Administrators Association (NASAA), has joined a $17 million settlement with …

iowa.gov

Arkansas Securities Department Joins $17 Million Multi-state ...

2 weeks from now

1 day ago  · Multi-state working group finds supervisory failures with respect to Class A mutual fund shares. LITTLE ROCK, Ark. (January 13, 2025) – The Arkansas Securities Department, a …

arkansas.gov

DFR Enters Multistate Settlement With ACI Payments Inc. For

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Oct 18, 2023  · State regulators levied $10 million in fines through a multistate enforcement action. In Oregon, there were over 13,000 erroneous ACH entries affecting nearly 5,000 accounts. …

oregon.gov

Oregon Joins Multistate Action, Fines Mortgage Firm $20 Million For ...

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4 days ago  · The country's largest non-bank mortgage company has been hit with a $20 million penalty for a massive data breach, Oregon officials announced Wednesday. Oregon is joining …

centraloregondaily.com

Wyoming Joins $17 Million Multi-state Enforcement Settlement …

2 weeks from now

4 days ago  · CHEYENNE – Wyoming's secretary of state has joined a $17 million settlement with Edward D. Jones & Co., L.P. resulting from an investigation into the broker-dealer’s …

wyomingnews.com

Dept. Of Financial Institutions: Wisconsin Joins $17 Million Multi ...

2 weeks from now

5 days ago  · “I want to thank the members of the multi-state working group for their diligence and hard work.” As part of the settlement, Edward Jones will pay each of the 50 states, …

wispolitics.com

Washington DFI Joins $17 Million Multi-State Enforcement …

2 weeks from now

3 days ago  · Olympia – The Washington State Department of Financial Institutions (DFI) Securities Division joined a $17 million settlement with Edward D. Jones & Co., L.P.

einnews.com

Oregon Receiving $2.1 Million In Multi-state Marriott Data Breach ...

2 weeks from now

Jan 3, 2025  · Under the settlement with the Attorneys General, Marriott has agreed to strengthen its data security practices using a dynamic risk-based approach, provide certain consumer …

centraloregondaily.com

Washington DFI Joins $17 Million Multi-State Enforcement …

2 weeks from now

1 day ago  · The settlement (S-19-2768-23-CO01.pdf) is a result of an investigation by DFI and other members of the North American Securities Administrators Association (NASAA).

einnews.com