JPMorgan fined nearly $350 million for inadequate trade reporting

JPMorgan Fined Nearly $350 Million For Inadequate Trade Reporting

2 weeks from now

Mar 14, 2024  · JPMorgan disclosed in February that it expected to pay roughly $350 million in civil penalties for reporting incomplete trading data to surveillance platforms. It said at the time it …

reuters.com

JPMorgan Fined Nearly $350 Million For Inadequate Trade Reporting

2 weeks from now

Mar 14, 2024  · In 2021, JPMorgan agreed to pay $200 million to settle civil charges from two other regulators over record-keeping lapses, the first in a wave of cases over similar lapses …

yahoo.com

JPMorgan To Pay Nearly $350 Million In Penalties For Inadequate …

2 weeks from now

Mar 14, 2024  · JPMorgan Chase & Co has been fined $348.2 million by a pair of U.S. bank regulators over its inadequate program to monitor firm and client trading activities for market …

yahoo.com

JPMorgan Fined Almost $350M Over Trade Surveillance Program

2 weeks from now

Mar 14, 2024  · JPMorgan is facing nearly $350 million in fines from bank regulators due to issues with its trade surveillance program. The Office of the Comptroller of the Currency said …

apnews.com

JPMorgan Chase Fined Almost $350 Million By Federal Reserve

2 weeks from now

Mar 14, 2024  · In a Feb. 16 filing with the SEC, JPMorgan Chase said it expected to pay about $350 million in response to government inquiries regarding its inventory processes and …

forbes.com

JPMorgan (JPM) To Pay $350M Civil Penalty Over Reporting Lapses

2 weeks from now

Feb 19, 2024  · In order to settle claims that JPMorgan JPM reported incomplete trading data to surveillance platforms, the bank will have to pay a civil penalty of $350 million to two U.S. …

yahoo.com

JPMorgan To Pay About $350 Mln Penalty Over Trade Reporting Gaps

2 weeks from now

Feb 16 (Reuters) - JPMorgan Chase and Co JPM.N will pay civil penalties of about $350 million to regulators for reporting incomplete trading data to surveillance platforms, it said in a regulatory ...

nasdaq.com

JPMorgan To Pay About $350 Million Penalty Over Trade Reporting …

2 weeks from now

Feb 16, 2024  · The $350 million penalties are expected to resolve the matter with two U.S. regulators, the bank said, without specifying which agencies were involved. JPMorgan is in …

yahoo.com

JPMorgan To Pay Nearly $350M Over Trade Reporting Errors

2 weeks from now

The lender has agreed to pay the penalty to two U.S. regulators and is in “advanced negotiations” with a third, JPMorgan said in a filing Friday. News.

yahoo.com

JPMorgan Expects To Pay $350 Million In Penalties For

2 weeks from now

Feb 16, 2024  · JPMorgan Expects To Pay $350 Million In Penalties For Recordkeeping Lapses Provided by Dow Jones. Feb 16, 2024 10:07pm. By Ben Glickman . J.P. Morgan Chase …

morningstar.com

JPMorgan Faces $350M Fine Over Trade Reporting Gaps

2 weeks from now

Law360 (February 16, 2024, 11:07 PM EST) -- JPMorgan Chase & Co. revealed in a U.S. Securities and Exchange Commission filing Friday that it expects to pay $350 million in civil …

law360.com

JPMorgan (JPM) To Pay $350M Civil Penalty Over Reporting Lapses …

2 weeks from now

In order to settle claims that JPMorgan JPM reported incomplete trading data to surveillance platforms, the bank will have to pay a civil penalty of $350 million to two U.S. regulators. When ...

msn.com

JPMorgan Hit With Nearly $350 Million Fine For Compliance ... - MSN

2 weeks from now

JPMorgan agreed to pay a combined $348.2 million penalty to its regulators at the Fed and the Office of the Comptroller of the Currency, without admitting or denying the allegations.

msn.com

JPMorgan To Pay About $350 Mln In Fine For Trade Reporting Failures

2 weeks from now

Feb 16 (Reuters) - JPMorgan Chase will pay aggregate civil penalties of about $350 million for its failure to report tradings at its platforms, a regulatory filing showed on Friday.

yahoo.com

Rappler - JPMorgan Will Pay Roughly $350 Million In Civil.

2 weeks from now

JPMorgan will pay roughly $350 million in civil penalties for reporting incomplete trading data to surveillance platforms

facebook.com