JPMorgan to pay about $350 million penalty over trade reporting …

Feb 16, 2024  · JPMorgan Chase and Co will pay civil penalties of about $350 million to regulators for reporting incomplete trading data to surveillance platforms, it said in a regulatory filing on Friday.


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JPMorgan To Pay About $350 Million Penalty Over Trade Reporting …

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Feb 16, 2024  · JPMorgan Chase and Co will pay civil penalties of about $350 million to regulators for reporting incomplete trading data to surveillance platforms, it said in a regulatory filing on Friday.

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JPMorgan (JPM) To Pay $350M Civil Penalty Over Reporting Lapses

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Feb 19, 2024  · In order to settle claims that JPMorgan JPM reported incomplete trading data to surveillance platforms, the bank will have to pay a civil penalty of $350 million to two U.S. …

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JPMorgan Fined Nearly $350 Million For Inadequate Trade Reporting

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Mar 14, 2024  · JPMorgan disclosed in February that it expected to pay roughly $350 million in civil penalties for reporting incomplete trading data to surveillance platforms. It said at the time it …

reuters.com

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JPMorgan Expects To Pay $350 Million In Penalties For …

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Feb 16, 2024  · JPMorgan Expects To Pay $350 Million In Penalties For Recordkeeping Lapses ... J.P. Morgan Chase expects to pay $350 million in fines to U.S. regulators for recordkeeping …

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JPMorgan To Pay About $350 Mln Penalty Over Trade Reporting Gaps

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Feb 16 (Reuters) - JPMorgan Chase and Co JPM.N will pay civil penalties of about $350 million to regulators for reporting incomplete trading data to surveillance platforms, it said in a regulatory ...

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JPMorgan Faces $350M Fine Over Trade Reporting Gaps

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JPMorgan Chase & Co. revealed in a U.S. Securities and Exchange Commission filing Friday that it expects to pay $350 million in civil penalties to settle claims it failed to enter certain trading ...

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JPMorgan Fined Nearly $350 Million For Inadequate Trade Reporting

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Mar 14, 2024  · In 2021, JPMorgan agreed to pay $200 million to settle civil charges from two other regulators over record-keeping lapses, the first in a wave of cases over similar lapses …

usnews.com

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JPMorgan To Pay Over $350 Million For Trade-Reporting Lapses

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Feb 16, 2024  · JPMorgan Chase & Co. expects to pay more than $350 million to settle regulatory claims that it failed to feed information on trades into market-surveillance systems.

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JPMorgan Chase Fined Almost $350 Million By Federal Reserve

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Mar 14, 2024  · In a Feb. 16 filing with the SEC, JPMorgan Chase said it expected to pay about $350 million in response to government inquiries regarding its inventory processes and …

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JPMorgan To Pay Over $350 Million For Trade-Reporting Lapses (1)

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Feb 16, 2024  · JPMorgan Chase & Co. expects to pay more than $350 million to settle regulatory claims that it failed to feed information on trades into market-surveillance systems. The biggest …

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JPMorgan Fined Nearly $350 Million For Inadequate Trade Reporting

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Mar 14, 2024  · WASHINGTON (Reuters) -JPMorgan Chase & Co has been fined $348.2 million by a pair of U.S. bank regulators over its inadequate program to monitor firm and client trading …

yahoo.com

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JPMorgan To Pay About $350 Million Penalty Over Trade Reporting …

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Feb 16, 2024  · The $350 million penalties are expected to resolve the matter with two U.S. regulators, the bank said, without specifying which agencies were involved. JPMorgan is in …

marketspectator.com

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JPMorgan Expects To Pay $350M Penalty For Trade-reporting Failures

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Feb 16, 2024  · JPMorgan (NYSE:JPM) said Friday it expects to enter into resolutions with two U.S. regulators that will require it to pay aggregate civil penalties of about $350M.

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JPMorgan To Pay About $350 Mln In Fine For Trade Reporting Failures

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Feb 16, 2024  · JPMorgan Chase will pay aggregate civil penalties of about $350 million for its failure to report tradings at its platforms, a regulatory filing showed on Friday. (Reporting by …

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JPMorgan Expects To Pay More Than $350M For Trade-reporting …

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Feb 16, 2024  · JPMorgan Chase & Co. expects to pay more than $350 million to settle regulatory claims that it failed to feed information on trades into market surveillance systems.

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JPMorgan Expects To Pay $350 Million In Penalties For …

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Feb 16, 2024  · By Ben Glickman J.P. Morgan Chase expects to pay $350 million in fines to U.S. regulators for recordkeeping failures in its corporate and investment bank. The bank said in its …

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UPDATE 2-JPMorgan Fined Nearly $350 Million For Inadequate …

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JPMorgan Chase & Co has been fined $348.2 million by a pair of U.S. bank regulators over its inadequate program to monitor firm and client trading activities for market misconduct, the …

yahoo.com

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JPMorgan (JPM) To Pay $350M Civil Penalty Over Reporting Lapses

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Feb 19, 2024  · In order to settle claims that JPMorgan (JPM Quick Quote JPM - Free Report) reported incomplete trading data to surveillance platforms, the bank will have to pay a civil …

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JPMorgan (JPM) To Pay $350M Civil Penalty Over Reporting Lapses

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Feb 19, 2024  · In order to settle claims that JPMorgan JPM reported incomplete trading data to surveillance platforms, the bank will have to pay a civil penalty of $350 million to two U.S. …

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FAQs about JPMorgan to pay about $350 million penalty over trade reporting … Coupon?

Why did JPMorgan pay $350 million in civil penalties?

JPMorgan disclosed in February that it expected to pay roughly $350 million in civil penalties for reporting incomplete trading data to surveillance platforms. It said at the time it was also in "advanced negotiations" with a third regulator that may not result in resolution. ...

Did JPMorgan pay a civil penalty for reporting incomplete trading data?

In addition, there was no evidence of employee misconduct or harm to clients or the broader market, the spokesperson added. JPMorgan disclosed in February that it expected to pay roughly $350 million in civil penalties for reporting incomplete trading data to surveillance platforms. ...

Will JPMorgan pay $350 million?

JPMorgan Chase & Co. expects to pay more than $350 million to settle regulatory claims that it failed to feed information on trades into market-surveillance systems. The biggest US bank will pay about that much to two US watchdogs and is in advanced talks with a third, the company said Friday in an annual filing. ...

Did JPMorgan pay $350 million for inadequate trade reporting?

JPMorgan Fined Nearly $350 Million for Inadequate Trade Reporting FILE PHOTO: A sign outside the headquarters of JP Morgan Chase & Co in New York, September 19, 2013. REUTERS/Mike Segar/File Photo ...

Why did JPMorgan Chase pay $350 million?

In a Feb. 16 filing with the SEC, JPMorgan Chase said it expected to pay about $350 million in response to government inquiries regarding its inventory processes and incomplete reporting of trading to surveillance venues after it “self-identified” some data was not fed into surveillance platforms. ...

Why did JPMorgan pay $200 million in 2021?

In 2021, JPMorgan agreed to pay $200 million to settle civil charges from two other regulators over record-keeping lapses, the first in a wave of cases over similar lapses across Wall Street. Under the new OCC order, the bank must overhaul and improve its trade surveillance program and conduct a third-party review of its policies. ...

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