JPMorgan (JPM) to Pay $100M Penalty for Trade Reporting Lapses

May 23, 2024 · In 2021, JPMorgan agreed to pay $200 million to settle civil charges from two other regulators over record-keeping lapses. Over the past six months, JPM shares have …

$100
OFF

JPMorgan (JPM) To Pay $100M Penalty For Trade Reporting Lapses

2 weeks from now

May 23, 2024 · In 2021, JPMorgan agreed to pay $200 million to settle civil charges from two other regulators over record-keeping lapses. Over the past six months, JPM shares have …

yahoo.com

$100
OFF

JPMorgan To Pay $100 Million Over CFTC Trade Reporting Violations

2 weeks from now

May 23, 2024 · JPMorgan Chase & Co will pay $100 million and admit it broke U.S. Commodity Futures Trading Commission rules in connection with trade reporting lapses, the regulator said …

reuters.com

$100
OFF

JPMorgan To Pay $100M Penalty For Trade Reporting Lapses

2 weeks from now

May 23, 2024 · In 2021, JPMorgan agreed to pay $200 million to settle civil charges from two other regulators over record-keeping lapses. Over the past six months, JPM shares have …

businessinsider.com

$100
OFF

JPMorgan Poised To Pay $100 Million Over CFTC Trade Reporting ...

2 weeks from now

May 22, 2024 · NEW YORK (Reuters) -The U.S. Commodity Futures Trading Commission is expected as soon as Wednesday to announce a $100 million settlement with JPMorgan …

yahoo.com

$100
OFF

JPMorgan Chase To Pay $100 Million To US Regulator Over Trade …

2 weeks from now

May 1, 2024 · JPMorgan Chase expects to enter into a resolution with a third U.S. regulator that will require it to pay a civil penalty of $100 million for reporting incomplete trading data to …

reuters.com

$100
OFF

JPMorgan (JPM) To Pay $100M Penalty For Trade Reporting Lapses

2 weeks from now

May 23, 2024 · JPMorgan (JPM) is poised to pay a fine of $100 million to the CFTC over trade reporting lapses. JPMorgan (JPM) to Pay $100M Penalty for Trade Reporting Lapses - May …

zacks.com

$100
OFF

JPMorgan Expects To Pay $100M More In Trading Penalties

2 weeks from now

May 2, 2024 · The penalty, which the lender said it will pay to a third, unnamed U.S. regulator, adds to the $348.2 million JPMorgan agreed to pay the OCC and the Fed in March.

yahoo.com

$100
OFF

JPMorgan (JPM) To Pay $100M Penalty For Trade Reporting Lapses

2 weeks from now

The $348.2-million amount was one of the biggest fines that JPM paid for its data management and monitoring lapses in the last few years. In 2021, JPMorgan agreed to pay $200 million to …

msn.com

$100
OFF

JP Morgan Chase Expects $100 Million Civil Penalty Linked ... - The …

2 weeks from now

The $98.2 million fine and $250 million civil money penalty, issued on 14 March, were specifically related to inadequacies in its firm and client trade reporting program between 2014 and 2023. …

thetradenews.com

$41
OFF

Broker-dealer BMO Capital Markets To Pay $41M To Settle Trade ...

2 weeks from now

1 day ago · JPMorgan will pay additional $100M to CFTC to settle trade surveillance lapses. 2024-05-24T15:59:00Z By Aaron Nicodemus. A subsidiary of JPMorgan Chase will pay an …

complianceweek.com

$350
OFF

JPMorgan To Pay About $350 Million Penalty Over Trade Reporting …

2 weeks from now

Feb 16, 2024 · JPMorgan Chase and Co will pay civil penalties of about $350 million to regulators for reporting incomplete trading data to surveillance platforms, it said in a regulatory filing on …

reuters.com

$100
OFF

JPMorgan To Pay $100M Penalty For Trade Reporting Lapses

2 weeks from now

May 23, 2024 · JPMorgan (NYSE:JPM) is expected to pay $100 million to the U.S. Commodity Futures Trading Commission ("CFTC") to settle claims related to trade reporting lapses.The …

capedge.com

FAQs about JPMorgan (JPM) to Pay $100M Penalty for Trade Reporting Lapses Coupon?

Will JPMorgan pay $100 million if trade reporting lapses?

May 23 (Reuters) - JPMorgan Chase & Co (JPM.N) will pay $100 million and admit it broke U.S. Commodity Futures Trading Commission rules in connection with trade reporting lapses, the regulator said on Thursday. ...

Will JPMorgan pay a $100 million CFTC fine?

Today, you can download 7 Best Stocks for the Next 30 Days. JPMorgan (JPM) is poised to pay a fine of $100 million to the CFTC over trade reporting lapses. ...

Will JPMorgan Chase Pay a $100 million civil penalty?

JPMorgan Chase (JPM.N) is expected to pay a civil penalty of $100 million to a third U.S. regulator for reporting incomplete trading data to surveillance platforms, according to a regulatory filing on Wednesday. ...

Will JPMorgan pay a $350 million penalty?

In February, JPMorgan said in its filing that it could face penalties totaling roughly $350 million to settle claims by two U.S. regulators and is in “ advanced negotiations ” with a third, clarifying “there is no assurance that such discussions will result in a resolution.” This story was originally published on Banking Dive. ...

Why did JPMorgan pay $348 million to regulators?

JPMorgan previously agreed to pay $348.2 million to U.S. bank regulators over a related issue. The banking regulators said the misconduct occurred between 2014 and 2023 and that JPMorgan failed to properly monitor billions of trades across at least 30 global trading venues. ...

Why did JPM pay a fine?

This March, JPM agreed to pay a fine of $348.2 million for failing to properly monitor the trading activities of its clients and employees. The fine was imposed by the Federal Reserve and the Office of the Comptroller of the Currency ("OCC") who said that the misconduct occurred between 2014 and 2023. ...