JPMorgan Hit With Nearly $350 Million Fine for Compliance …

Federal regulators fined JPMorgan Chase JPM-1.34 % decrease; red down pointing triangle roughly $350 million on Thursday for failing to properly monitor billions of trades that the bank …

$350
OFF

JPMorgan Hit With Nearly $350 Million Fine For Compliance …

2 weeks from now

Federal regulators fined JPMorgan Chase JPM-1.34 % decrease; red down pointing triangle roughly $350 million on Thursday for failing to properly monitor billions of trades that the bank …

wsj.com

$350
OFF

JPMorgan Fined Nearly $350 Million For Inadequate Trade Reporting

2 weeks from now

Mar 14, 2024 · JPMorgan Chase & Co has been fined $348.2 million by a pair of U.S. bank regulators over its inadequate program to monitor firm and client trading activities for market …

reuters.com

$350
OFF

JPMorgan Fined Almost $350M Over Trade Surveillance Program

2 weeks from now

Mar 14, 2024 · JPMorgan is facing nearly $350 million in fines from bank regulators due to issues with its trade surveillance program. The Office of the Comptroller of the Currency said …

apnews.com

$350
OFF

JPMorgan To Pay Nearly $350 Million In Penalties For Inadequate …

2 weeks from now

Mar 14, 2024 · JPMorgan Chase & Co has been fined $348.2 million by a pair of U.S. bank regulators over its inadequate program to monitor firm and client trading activities for market …

yahoo.com

$350
OFF

JPMorgan Fined Almost $350M For Issues With Trade Surveillance …

2 weeks from now

Mar 14, 2024 · FILE - The JPMorgan Chase & Co. logo is seen at the company's headquarters, Oct. 21, 2013, in New York. JPMorgan is facing nearly $350 million in fines from bank …

yahoo.com

$350
OFF

JPMorgan Fined Nearly $350 Million For Inadequate Trade Reporting

2 weeks from now

Mar 14, 2024 · WASHINGTON (Reuters) -JPMorgan Chase & Co has been fined $348.2 million by a pair of U.S. bank regulators over its inadequate program to monitor firm and client trading …

yahoo.com

$350
OFF

JPMorgan To Pay Nearly $350M Over Trade Reporting Errors

2 weeks from now

Feb 20, 2024 · JPMorgan Chase faces penalties totaling roughly $350 million to settle claims by U.S. regulators that it failed to report trading data to market surveillance systems properly, the …

bankingdive.com

$350
OFF

JPMorgan To Pay About $350 Million Penalty Over Trade Reporting …

2 weeks from now

Feb 16, 2024 · JPMorgan Chase and Co will pay civil penalties of about $350 million to regulators for reporting incomplete trading data to surveillance platforms, it said in a regulatory filing on …

reuters.com

$350
OFF

JPMorgan Faces Nearly $350 Million In Fines For Compliance And ...

2 weeks from now

JPMorgan Chase & Co., one of the largest and most prominent financial institutions in the United States, has been hit with a hefty fine amounting to $348.2 million by U.S. regulators. The fine …

investiment.io

$350
OFF

JPMorgan Bracing For $350M In Penalties Over Trade Surveillance

2 weeks from now

Feb 20, 2024 · JPMorgan to pay record $18M for violating SEC whistleblower rule. 2024-01-16T15:51:00Z By Aaron Nicodemus. A subsidiary of JPMorgan Chase will pay an $18 million …

complianceweek.com

$348
OFF

Take A Look At The Latest Financial Organization Fined For Failing …

2 weeks from now

Mar 16, 2024 · The latest entity to face regulatory action is JPMorgan Chase & Co, which has been slapped with a $348.2 million fine for failing ... to pay fines totaling nearly $350 million for …

marketrealist.com

36%
OFF

#MicroStrategy Hits 446,400 BTC Despite Stock Slump - YouTube

2 weeks from now

MicroStrategy now holds 446,400 BTC worth $42B, doubling down on its Bitcoin strategy even as MSTR stock drops 36% from its all-time high. Will Saylor’s bold...

youtube.com

FAQs about JPMorgan Hit With Nearly $350 Million Fine for Compliance … Coupon?

Why is JPMorgan being fined $350 million?

JPMorgan is facing nearly $350 million in fines from bank regulators due to issues with its trade surveillance program. (AP Photo/Seth Wenig, File) JPMorgan is facing nearly $350 million in fines from bank regulators due to issues with its trade surveillance program. ...

Why did JPMorgan Chase & Co get fined $348 million?

JPMorgan Chase & Co has been fined $348.2 million by a pair of U.S. bank regulators over its inadequate program to monitor firm and client trading activities for market misconduct, the Federal Reserve announced on Thursday. ...

How much did JPMorgan get fined for a trade surveillance program?

Separately, the Federal Reserve Board fined JPMorgan about $98.2 million for the program deficiencies, which it said took place between 2014 and last year. JPMorgan did not immediately respond to a request seeking comment. JPMorgan is facing nearly $350 million in fines from bank regulators due to issues with its trade surveillance program. ...

Why did JPMorgan Chase Pay a $250 million civil penalty?

The Office of the Comptroller of the Currency said Thursday that it was assessing a $250 million civil penalty against JPMorgan Chase Bank because it found that the company “operated with gaps in trading venue coverage and without adequate data controls required to maintain an effective trade surveillance program.” ...

Did JPMorgan pay a penalty?

The OCC said that the penalty has been paid to the Treasury Department. Separately, the Federal Reserve Board fined JPMorgan about $98.2 million for the program deficiencies, which it said took place between 2014 and last year. JPMorgan did not immediately respond to a request seeking comment. ...

What happened to JPMorgan Chase & Co?

(Reporting by Pete Schroeder) JPMorgan Chase & Co has been fined $348.2 million by a pair of U.S. bank regulators over its inadequate program to monitor firm and client trading activities for market misconduct, the Federal Reserve announced Thursday. ...