SEC.gov | Two Robinhood Broker-Dealers to Pay $45 Million in …

2 days ago · Additionally, both firms agreed to conduct an internal audit concerning off-channel communications compliance, and Robinhood Securities agreed to certify its remediation of the deficiencies that caused the Reg SHO violations. Robinhood Securities agreed to pay a $33.5 …

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SEC.gov | Two Robinhood Broker-Dealers To Pay $45 Million In …

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Robinhood To Pay Biggest Fine Among More Than $100mn …

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1 day ago · Robinhood has agreed to pay fines of $45mn to cover data breach and record-keeping failures — one of a series of penalties levied by US regulators on Monday against …

ft.com

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SEC Fines Robinhood $45 Million In Settlement Of Securities Law …

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1 day ago · As part of the settlement, Robinhood Securities will pay a penalty of $33.5 million, while Robinhood Financial will pay $11.5 million. Both penalties are due by Jan. 27.

yahoo.com

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Robinhood To Pay $45 Million To Settle SEC Claims

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2 days ago · Robinhood Securities LLC and Robinhood Financial LLC agreed to pay $45 million in civil penalties to settle a range of US Securities and Exchange Commission allegations, the …

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Robinhood To Pay $45 Million SEC Settlement Over Data Breach

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Robinhood has a history of big-ticket regulatory penalties. In 2020, Robinhood Financial paid $65 million to settle SEC allegations that it didn’t sufficiently disclose its business dealings ...

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SEC Charges Robinhood With Securities Violations; Brokerage To …

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1 day ago · The Securities and Exchange Commission on Monday said two related Robinhood broker-dealers agreed to pay $45 million in combined penalties to settle administrative …

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Robinhood To Pay $45M In Civil Penalties To Settle SEC Charges

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1 day ago · The penalty impacts two of Robinhood’s broker-dealers, Robinhood Securities LLC and Robinhood Financial LLC. “Today’s order finds that two Robinhood firms failed to observe …

cointelegraph.com

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SEC Fines Robinhood $45 Million In Settlement Of Securities Law ...

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22 hours ago · As part of the settlement, Robinhood Securities will pay a penalty of $33.5 million, while Robinhood Financial will pay $11.5 million. Both penalties are due by Jan. 27. Following …

coinmarketcap.com

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Robinhood To Pay $45 Million Settlement For SEC Violations

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1 day ago · Robinhood Securities will pay a $33.5 million penalty, while Robinhood Financial will pay $11.5 million. As part of the settlement, Robinhood has agreed to improve its compliance …

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Robinhood To Settle SEC Charges Of ‘Broad Array’ Of Violations

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1 day ago · The Securities and Exchange Commission (SEC) said Monday (Jan. 13) that two Robinhood broker-dealers have agreed to pay $45 million in combined civil penalties to settle …

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Robinhood Slapped With $45 Million Fine For Data Breaches And …

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1 day ago · Source: YouTube The Securities and Exchange Commission (SEC) has imposed a $45 million fine on Robinhood for multiple securities violations, marking another chapter in the …

thecapitalist.com

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Robinhood Hit With US$45m SEC Fine As Market Maker Payments …

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1 day ago · Robinhood Markets Inc, the US retail broker that made a business model out of payment-for-order-flow (PFOF) -based zero commission trading, has seen two of its business …

globaltrading.net

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Robinhood Settles For $45 Million With SEC Over Data Breach

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Robinhood Settles for $45 Million with SEC Over Data Breach and Violations. Tuesday, January 14, 2025 ...

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Robinhood Faces $45M Penalty After Widespread ... - Metaverse …

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1 day ago · Important regulatory concerns in the financial markets have been brought to light by the recent $45 million fine issued against Robinhood Securities LLC and Robinhood Financial …

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Key Updates To CCPA Fines And Penalties For 2025

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Jan 8, 2025 · Civil Penalties: Similar to administrative fines, civil penalties have been increased to a maximum of $2,663 per violation and $7,988 for intentional violations or those involving …

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FAQs about SEC.gov | Two Robinhood Broker-Dealers to Pay $45 Million in … Coupon?

How much did FINRA pay Robinhood Financial LLC?

Firm Ordered to Pay Approximately $70 Million for Systemic Supervisory Failures and Significant Harm Suffered by Millions of Customers WASHINGTON—FINRA announced today that it has fined Robinhood Financial LLC $57 million and ordered the firm to pay approximately $12.6 million in restitution, plus interest, to thousands of harmed customers. ...

How much did FINRA fine Robinhood?

FINRA — a self-regulatory organization that oversees brokerage firms and their registered representatives — said it fined Robinhood $57 million and ordered the stock trading app to pay nearly $13 million in restitution to thousands of clients. ...

Is Robinhood facing a FINRA investigation?

Robinhood is reportedly facing multiple investigations by the Securities and Exchange Commission (SEC) and Financial Industry Regulatory Authority (FINRA) regarding its March service outage, and, separately, 2018 disclosures relating to its revenue practices. Details on the investigations are scarce. ...

Why did Robinhood Markets pay $45 million?

Two brokerage units of Robinhood Markets agreed to pay $45 million to settle an investigation by the Securities and Exchange Commission into a range of alleged violations, including one stemming from a 2021 data breach that exposed millions of customer names and emails. ...

Will Robinhood pay $45Mn for data breach & record-keeping failures?

Simply sign up to the US financial regulation myFT Digest -- delivered directly to your inbox. Robinhood has agreed to pay fines of $45mn to cover data breach and record-keeping failures — one of a series of penalties levied by US regulators on Monday against financial groups, including units of Blackstone and KKR. ...

Did Robinhood securities & Robinhood Financial fail to protect customer information?

The SEC alleged that the two units covered by Monday’s settlement—Robinhood Securities and Robinhood Financial—failed to adopt sufficient policies and procedures to protect customer information. “We are pleased to resolve these matters. ...