SEC.gov | Deutsche Bank Subsidiary DWS to Pay $25 Million for …

Sep 25, 2023 · The Securities and Exchange Commission today charged registered investment adviser DWS Investment Management Americas Inc. (DIMA or DWS), a subsidiary of …

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SEC.gov | Deutsche Bank Subsidiary DWS To Pay $25 Million For …

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Sep 25, 2023 · The Securities and Exchange Commission today charged registered investment adviser DWS Investment Management Americas Inc. (DIMA or DWS), a subsidiary of …

sec.gov

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Deutsche Bank Unit Settles With SEC Over ESG And AML Violations …

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Sep 25, 2023 · A subsidiary of Deutsche Bank, DWS Investment Management Americas, has agreed to pay a $25 million penalty in two separate settlements with the Securities and …

yahoo.com

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DWS To Pay $25M To Settle SEC’s ESG, AML Probes

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Sep 26, 2023 · DWS will pay $25 million to resolve two investigations — one focused on environmental, social and governance-related misstatements and another that found …

bankingdive.com

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Deutsche Bank’s DWS To Pay $25 Million To Settle SEC Probes (1)

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Deutsche Bank AG ’s DWS asset management arm agreed to pay a total of $25 million to settle Securities and Exchange Commission probes into alleged greenwashing and anti-money …

bloomberglaw.com

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Deutsche Bank Subsidiary DWS To Pay $25 Million Penalty For AML …

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Sep 25, 2023 · To settle the charges, DIMA agreed to pay a total of $25 million in penalties. In the AML action, the SEC’s order finds that DIMA caused mutual funds it advised to fail to develop …

finextra.com

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FT: Deutsche Bank's DWS To Pay $25mn To Settle SEC Probes

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DWS, a German asset manager, has settled with the U.S. Securities and Exchange Commission (SEC) for $19 million. This settlement is over greenwashing allegations and is the SEC’s …

betterfinance.eu

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Deutsche Bank Subsidiary Settles SEC Charges For $25 Million Over …

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Sep 25, 2023 · Deutsche Bank AG (NYSE:DB)'s asset management subsidiary, DWS Investment Management Americas Inc. (DIMA or DWS), has agreed to pay a total of $25 million in …

yahoo.com

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Deutsche Bank's DWS Pays $19 Million Fine Over Greenwashing …

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Sep 25, 2023 · A Deutsche Bank building in Berlin, Germany, on June 20, 2022. A unit of the bank was fined a total of $25 million for two infractions by the SEC.

newsweek.com

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Deutsche Asset Management Unit Pays $25 Million To Settle

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Oct 10, 2023 · Deutsche Bank AG's DWS asset management unit has agreed to a $25 million settlement with the Securities and Exchange Commission (SEC) over two separate issues. …

ecclestonlaw.com

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DWS To Pay $25 Mln To End US Probe Into Greenwashing, Other …

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Sep 25, 2023 · Deutsche Bank-controlled investment firm DWS will pay $25 million to settle charges over misstatements regarding its environmental, social, and governance (ESG) …

reuters.com

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Deutsche Bank Unit To Pay $25M To Settle SEC Probes - ThinkAdvisor

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Sep 25, 2023 · Deutsche Bank AG's DWS asset management arm agreed to pay a total of $25 million to settle Securities and Exchange Commission probes into alleged greenwashing and …

thinkadvisor.com

FAQs about SEC.gov | Deutsche Bank Subsidiary DWS to Pay $25 Million for … Coupon?

Did Deutsche Bank pay a $25 million settlement with the SEC?

The asset management arm of Deutsche Bank agreed to pay $25 million in penalties across two separate settlements with the Securities and Exchange Commission (SEC) addressing alleged misstatements in environmental, social, and governance (ESG) investments and anti-money laundering (AML) violations. ...

Did Deutsche Bank misstate its ESG investments?

The company, which is majority owned by Deutsche Bank, was charged by the Securities and Exchange Commission on Monday for alleged misstatements linked to its ESG investments. It was also accused of anti-money laundering violations in a separate enforcement action, bringing the total penalty to $25mn. ...

Why did Deutsche Bank pay $25 million?

Deutsche Bank AG’s DWS asset management arm agreed to pay a total of $25 million to settle Securities and Exchange Commission probes into alleged greenwashing and anti-money laundering lapses. ...

Did DWS make 'concerning' misstatements about its ESG investment process?

DWS Investment Management Americas made "concerning" misstatements regarding its ESG investment process, the U.S. Securities and Exchange Commission (SEC) said in a statement. ...

Why was Deutsche Bank fined $25 million in 2022?

A Deutsche Bank building in Berlin, Germany, on June 20, 2022. A unit of the bank was fined a total of $25 million for two infractions by the SEC. JEREMY MOELLER/GETTY IMAGES On the anti-money laundering violation, DWS failed to establish a program to detect money laundering, the SEC said. ...

How did DWS respond to the ESG case?

Compliance considerations: Regarding the ESG case, DWS was acknowledged for its cooperation by providing detailed factual summaries to the SEC and for modifying its relevant processes, policies, procedures, and controls. For AML, the firm in December 2021 adopted a standalone AML compliance program specific for its mutual funds business. ...