Commission Joins Multiple States in $10 Million Settlement with ...

Commission Joins Multiple States In $10 Million Settlement With ...

2 weeks from now

Aug 10, 2023  · Commission Joins Multiple States in $10 Million Settlement with Robinhood for Failing Investors. ... which will pay up to $10.2 million in penalties for operational and technical failures that harmed main street investors. The settlement stems from an investigation …

azcc.gov

Alabama Securities Commission Joins $10M Robinhood Settlement …

2 weeks from now

Apr 6, 2023  · The settlement will see Robinhood Financial LLC pay up to $10.2 million in penalties after an investigation spearheaded by state securities regulators in Alabama and seven other …

wtvy.com

ASC Joins Multiple States In $10 Million Settlement With ... - Alabama

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Apr 6, 2023  · ASC Joins Multiple States in $10 Million Settlement with Robinhood for Failing Investors ... 2023 February 9, 2024 cnoftz. ASC Joins Multiple States in $10 Million Settlement …

alabama.gov

California Joins Multiple States In $10 Million Settlement With ...

2 weeks from now

Apr 6, 2023  · Download this press release (PDF) SACRAMENTO ” The California Department of Financial Protection and Innovation (DFPI) announced today that it has joined a multi-state …

ca.gov

Texas Joins Multiple States In $10 Million Settlement With …

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Apr 6, 2023  · The Texas State Securities Board announced today that it has joined a multi-state settlement with Robinhood Financial LLC, which will pay up to $10.2 million in penalties for …

state.tx.us

AG Platkin Announces New Jersey Joins Multiple States In $10 …

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Apr 14, 2023  · View Consent Order. NEWARK – Attorney General Matthew J. Platkin and the Division of Consumer Affairs’ Bureau of Securities (the “Bureau”) today announced that it has …

njoag.gov

Alabama Securities Commission Joins Multiple States In $10 …

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Nov 4, 2023  · ALABAMA SECURITIES COMMISSION Post Office Box 304700 Montgomery, Alabama 36130-4700 Telephone: (334) 242 -2984 or 1-800-222-1253 Fax: (334) 242-0240 …

alabama.gov

Arizona Corporation Commission Joins In $10 Million Settlement …

2 weeks from now

Aug 9, 2023  · The Arizona Corporation Commission announced today that it has joined a multi-state settlement with Robinhood Financial LLC, which will pay up to $10.2 million in penalties …

arizonadailyindependent.com

North Dakota Securities Department Joins Multiple States In $10 …

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Jul 12, 2023  · View PDF. NEWS RELEASE | FOR IMMEDIATE RELEASE | July 12, 2023. Bismarck ND – The North Dakota Securities Department announced today that it has joined a …

nd.gov

State Securities Regulators Announce $10 Million Settlement With ...

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State Securities Regulators Announce $10 Million Settlement with Robinhood for Failing Investors WASHINGTON, D.C. – (April 6, 2023) – The North American Securities Administrators …

nasaa.org

California Joins Multiple States In $10 Million Settlement With ...

2 weeks from now

California Joins Multiple States in $10 Million Settlement with Robinhood for Failing Investors . ... (DFPI) announced today that it has joined a multi-state settlement with Robinhood Financial …

ca.gov

District Of Columbia Joins Multiple States In $10 Million Settlement ...

2 weeks from now

Nov 6, 2023  · (Washington, DC) - The DC Department of Insurance, Securities and Banking (DISB) announced today that it has joined a multi-state settlement with Robinhood Financial …

dc.gov

Attorney General Alan Wilson Joins In $10 Million Multistate …

2 weeks from now

DEC 21, 2023. Attorney General Alan Wilson joins in $10 million multistate settlement with Robinhood for failing investors (COLUMBIA, S.C.) — Attorney General Alan Wilson …

scag.gov

ACC Joins Other States In $12.4 Million Settlement With Raymond …

2 weeks from now

Dec 6, 2024  · Phoenix, Ariz. - The Arizona Corporation Commission announced it has joined a multi-state settlement with two financial services firms of Raymond James, which will pay …

azcc.gov

Indiana Joins Multiple States In $10 Million Settlement With …

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Jun 1, 2023  · Office of Indiana Secretary of State Diego Morales 200 W. Washington St. Indianapolis, IN 46204 FOR IMMEDIATE RELEASE Thursday, June 1, 2023 Indiana Joins …

in.gov

NJ Joins Multiple States In $10 Million Settlement With Robinhood …

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Apr 14, 2023  · New Jersey By: Yuritza Arroyo. Attorney General Matthew J. Platkin and the Division of Consumer Affairs Bureau of Securities (the “Bureau”) today announced that it has …

rlsmedia.com

California Joins Multiple States In $10 Million Settlement With ...

2 weeks from now

Apr 6, 2023  · The California Department of Financial Protection and Innovation said on Thursday it has joined a multi-state settlement with Robinhood Financial LLC, which will pay up to $10.2 …

marketscreener.com

Alabama Joins Multiple States In $12.4 Million Settlement With …

2 weeks from now

Nov 7, 2023  · ALABAMA SECURITIES COMMISSION . Post Office Box 304700 Montgomery, Alabama 36130-4700 . Telephone: (334) 242-2984 or 1-800-222-1253 Fax: (334) 242-0240 . …

alabama.gov

California Joins Multiple States In $10 Million Settlement With ...

2 weeks from now

SACRAMENTO — The California Department of Financial Protection and Innovation (DFPI) announced today that it has joined a multi-state settlement with Robinhood Financial LLC, …

creditandcollectionnews.com

Ethics Worries Grow For Florida Democrat As State Sues Over $5 …

2 weeks from now

15 hours ago  · The Florida Division of Emergency Management entered into a contract with Trinity on March 4, 2021, and the overpayment occurred on June 28, 2021, according to the lawsuit …

washingtonpost.com