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Since antiquity, bad actors have found new ways to deceive the public. With artificial intelligence, fraudsters have a new tool to exploit. Joe Kennedy, though, said it best: “The Commission will …

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Press Releases - SEC.gov

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Dec 20, 2024 · SEC Modernizes the Submission of Certain Forms, Filings, and Materials Under the Securities Exchange Act of 1934: 2024-202 : Dec. 16, 2024: Becton Dickinson to Pay $175 …

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SEC Announces Enforcement Results For Fiscal Year 2024

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Nov 22, 2024 · The Securities and Exchange Commission today announced that it filed 583 total enforcement actions in fiscal year 2024 while obtaining orders for $8.2 billion in financial …

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SEC.gov | Tai Mo Shan To Pay $123 Million For Negligently …

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Dec 20, 2024 · The Securities and Exchange Commission today charged Tai Mo Shan Limited with misleading investors about the stability of Terra USD (UST), a purported “algorithmic …

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FAQs about SEC.gov | Home Coupon?

What is the role of the Securities & Exchange Commission?

The federal securities laws empower the Securities and Exchange Commission with broad authority over all aspects of the securities industry. The SEC’s mission is to protect investors; maintain fair, orderly, and efficient markets; and facilitate capital formation. ...

What is the Securities & Exchange Commission Historical Society online gallery?

In 2019, the Securities and Exchange Commission Historical Society introduced an online gallery to illustrate changes in the US securities market structure since the 1930s. The online gallery features a narrative history supported by dozens of documents, papers, interviews, photos and videos. ...

What is the SEC EDGAR report?

See the full text of the Securities Exchange Act of 1934. Companies with more than $10 million in assets whose securities are held by more than 500 owners must file annual and other periodic reports. These reports are available to the public through the SEC's EDGAR database. ...

How does the SEC protect investors?

Investor protections: The SEC is to ensure fair and honest treatment of investors by overseeing key players in the securities industry: securities exchanges, broker-dealers, registered investment advisers, investment funds, and agencies that rate securities and other financial products. ...

When was the SEC established?

The SEC's authority was established by the Securities Act of 1933 and Securities Exchange Act of 1934; both laws are considered parts of Franklin D. Roosevelt 's New Deal program. ...

Who are the SEC Commissioners and chairmen?

Later SEC commissioners and chairmen include William O. Douglas, Jerome Frank, and William J. Casey. Since 1994, most registration statements (and associated materials) filed with the SEC can be accessed via the SEC's online system, EDGAR. ...