Interactive Brokers Settles Nasdaq Charges, Agrees to $475,000 Fine

Interactive Brokers Settles Nasdaq Charges, Agrees To $475,000 Fine

2 weeks from now

Publicly traded on the Nasdaq, the online brokerage firm Interactive Brokers has agreed to pay a $475K fine to settle charges brought by the exchange.

financemagnates.com

Interactive Brokers Settles Nasdaq Charges, Agrees To $475,000 Fine

2 weeks from now

Apr 29, 2024  · Publicly traded on the Nasdaq, the online brokerage firm Interactive Brokers (NQ: IBKR) has agreed to pay a $475,000 fine to settle charges brought by the exchange. The …

tradingview.com

Interactive Brokers Settles Nasdaq Charges: Compliance Focus

2 weeks from now

Interactive Brokers agreed to pay a $475,000 fine to resolve charges related to supervisory failures. The allegations against Interactive Brokers between January 2020 and June 2021 …

stockbrokertester.com

Nasdaq Fines Interactive Brokers For Improper Processing Of Five ...

2 weeks from now

Online trading major Interactive Brokers LLC has agreed to pay a $475,000 fine as part of a settlement with Nasdaq. This matter arose out of an investigation initiated by Nasdaq …

onepropfirms.com

Interactive Brokers $475,000 Fine Over Supervisory Failures.

2 weeks from now

Interactive Brokers has agreed to pay a fine of $475,000 to settle charges brought by the exchange over Supervisory Failures. The charges were related to alleged supervisory failures …

sharesbrokersreviews.com

Interactive Brokers Fined $475K In Nasdaq Settlement

2 weeks from now

Interactive Brokers LLC has reached a settlement with Nasdaq, agreeing to pay a fine of $475,000. This resolution stems from an investigation initiated by Nasdaq Enforcement …

fxbrokertester.com

FINRA Issues US$475,000 Fine To Interactive Brokers

2 weeks from now

Oct 24, 2024  · The Financial Industry Regulatory Authority (FINRA) has fined Interactive Brokers US$475,000 and issued a censure following lapses in the firm’s securities lending programme. …

securitiesfinancetimes.com

FINRA Settles With Interactive Brokers Over $475,000 Fine

2 weeks from now

Interactive Brokers LLC has agreed to pay a $475,000 fine as part of a settlement with the Financial Industry Regulatory Authority (FINRA).

sharesbrokersreviews.com

FINRA Imposes $475k Fine On Interactive Brokers

2 weeks from now

Oct 23, 2024  · Interactive Brokers LLC has agreed to pay a fine of $475,000 as a part of a settlement with the Financial Industry Regulatory Authority (FINRA).Between June and …

fxnews.online

Nasdaq Fines IBKR $475,000 For Corporate Actions Failures

2 weeks from now

Apr 29, 2024  · Interactive Brokers LLC has been fined $475,000 by Nasdaq for violating several rules and regulations, as part of the exchange operator’s enforcement department. The fine …

financefeeds.com

Interactive Brokers Settles Nasdaq Charges, Agrees To $475,000 Fine

2 weeks from now

Jun 22, 2024  · Publicly traded on the Nasdaq, the online brokerage firm Interactive Brokers (NQ: IBKR) has agreed to pay a $475,000 fine to settle charges brought by the exchange. The …

theoceaniatimes.com

US FINRA Fines Interactive Brokers $475k For Seclending Violations

2 weeks from now

Oct 24, 2024  · The US' Financial Industry Regulatory Authority (FINRA) has fined Interactive Brokers $475,000 for securities lending-related violations. Between June and December 2021, …

finadium.com

Nasdaq Fines IBKR $475,000 For Corporate Actions Failures

2 weeks from now

Apr 29, 2024  · Interactive Brokers LLC has been fined $475,000 by Nasdaq for violating several rules and regulations, as part of the exchange operator’s enforcement department. The fine …

theindustryspread.com

FINRA Fines Interactive Brokers $475,000 - Leaprate.com

2 weeks from now

Oct 23, 2024  · Online brokerage Interactive Brokers LLC has been fined $475,000 by the Financial Industry Regulatory Authority (FINRA) for supervisory failures related to its securities …

leaprate.com

Interactive Brokers Fined $475K By Nasdaq For Supervisory …

2 weeks from now

Apr 30, 2024  · Interactive Brokers (or "the Firm"), a leading US-based global electronic broker, has entered into a settlement agreement with Nasdaq to address issues related to its …

fazzaco.com